US Debt and Equity Offerings
Reg A+ and CF Crowdfunding
Capital Formation Outlines
Client Memoranda
Cornerstone Crypto Exchange/STO Alliances
Funds of Funds Alliances and Databases
Investment Banking Relationships
Stock Exchange and Regulatory Standards
Opinion of Tradability (Rule 144, 145, 504, 701)
Secondary Trading Eligibility and Clearing Information Sheets
ATS and subsequent FINRA approval, authorizes the Broker Dealer to “offer” shares/tokens (we will assist the company to initiate and prepare the appropriate Circulars, Memorandums and Registration Statement to be filed with the S.E.C.)
Market Makers Token/Digital Asset/Stock Volatility and
Trading Volumes Dilution and “After Market”
Secondary Trading Analysis
Financial Public Relations/Investor Relations
Reg D and S Private Placements
Implementation of Limited Offering Exemption Analysis
Selling Agreements for Private Placements
Private Placement Memorandums Based on
Form 1-A Question and Answer Formats
“Wrap-Around” Private Placement Memorandums used in conjunction with a
Business Plan
Subscription Agreements, simple and complex
Resales of securities issued in non-public offerings including a
comprehensive Rule 144 analysis
Stock Exchange, FINRA requirements, Listing Applications, Form 211, NASDAQ and Information Statements
Rule 506, 504, 701 CPOM documentation
Global Strategic Collaboration and Partnerships
Regulatory Filings and Compliance Reports
Purchase/Share Exchange Agreements
General Corporate Governance
Joint Venture and Roll-Up Strategies
Business Combination Strategies
Reporting and Audit Committees
Sarbanes-Oxley Compliance Programs
FINRA and Stock Exchange Compliance
Investor Relations
General Contract Procurement and Management
Mergers and Acquisitions
Turnaround Brochure Drafts
“Work-Out” Articles
Our Partner Network
